Review of customer activity and review that system generated smart alerts comply with internal AML/ATF policies;
Review of agent activity and ensuring that transactions carried out at our agent locations comply with internal AML/ATF policies;
Review that internal communications made by our agent/store employees or back-office colleagues comply with internal AML/ATF policies;
Assess our agents knowledge of AML/ATF regulations;
Provide compliance training to Ria agents (Could be a business owner and/or their employees);
Keep our customers up to date on all RIA compliance rules and regulations;
Keep our agents up-to-date on all RIA compliance rules and regulations;
Collaborate in preparation and filing of STR's for detected suspicious activities and contribute in preparing responses to different inquiries from local authorities;
Contribute to creation of new policies, collaborating with senior analysts and supervisors.
Responsibilities
Review of customer activity and review that system generated smart alerts comply with internal AML/ATF policies;
Review of agent activity and ensuring that transactions carried out at our agent locations comply with internal AML/ATF policies;
Review that internal communications made by our agent/store employees or back-office colleagues comply with internal AML/ATF policies;
Assess our agents knowledge of AML/ATF regulations;
Provide compliance training to Ria agents (Could be a business owner and/or their employees);
Keep our customers up to date on all RIA compliance rules and regulations;
Keep our agents up-to-date on all RIA compliance rules and regulations;
Collaborate in preparation and filing of STR's for detected suspicious activities and contribute in preparing responses to different inquiries from local authorities;
Contribute to creation of new policies, collaborating with senior analysts and supervisors.
Qualifications
Bachelor's Degree/College Graduate of any Business Course
Proficient with MS Office
Fluent local language + Other language (Preferably English)
Experience/knowledge of compliance issues in a financial institution is an advantage
Transaction monitoring and AML/ATF experience is an advantage
