Job Description
Qualifications:
-College/Bachelor's degree in any field
-At least 3 years experienced in Compliance in banking industry
-Good oral and written English skills
-Willing to work on longer hours and weekends (when necessary)
-Must be willing to work in Makati City
-Computer literate
-Strong people management and communication skills -Hardworking and flexible on the job
-Mandarin speaking is a plus
-CPA is a plus
-Audit experience background is a plus
-Knowledgeable in AML and CTF is a plus
Responsibilities:
-Report findings of ongoing monitoring of activities and operations with regards to compliance matters. -Developing compliance programs consistent with laws, regulations and industry best practices.
-Monitoring and ensuring compliance with the requirements of government regulatory bodies like the BSP, AMLC, SEC, etc.
-Assist in conducting gap analysis on regulatory issuances to the Company's internal policies and procedure Recommending enhancements to the Company's internal control based on periodic assessments.
-Conduct compliance testing which include quality checking of BSP reports (ei. FRP, CAR and other ratios). -Ensuring timeliness, integrity and accuracy of all documents submitted to BSP and other regulatory bodies. -Conduct compliance tests of self-audit functions, semi-annual compliance and independent compliance testing.
- Conduct formulation, review, update and performance of compliance testing forms, self-audit forms and other applicable forms related to compliance testing.
- Ensures that all compliance tests are regularly updated to incorporate new applicable laws and regulations issued by the regulatory board.
-Assist ad-hoc compliance regular reports and data logs. Perform other tasks that may be assigned from time to time.
-Other tasks being delegated
