The Compliance Checking Section Head is primarily responsible for overseeing the processing of loan documents through documentary deficiencies validation and compliance checking by Compliance Checking Processors/Officers in accordance with approved terms and conditions, standard operation procedures, Bank policies and guidelines and within the set service levels agreed with various business units.
Duties and Responsibilities:
- Reviews loan documents and requirements submitted by the client through validation of documentary deficiencies and compliance checking
- Checks completeness and accuracy of facility and collateral set-up in International Comprehensive Banking system
- Approves Documents-In Order Certification or Request for Booking falling under his/her approval authority before release to implementing units
- Reviews documents for registration, monitors its timely endorsement to LAD Registration and conductions updates and follow-ups on the status
- Assists Unit Head in developing training materials to be used by new hires, transferred employees and others, as needed
- Conducts coaching sessions and review progress personnel of the section and prepare the necessary performance development plan
- Leads the section in delivering high quality service within a culture of customer service and continuous improvement
Qualifications:
- Bachelor's Degree holder, preferably business course
- With at least 5-8 years supervisory experience compliance checking and/or documentation in a banking institution handling loan products
- You must be willing to work on site and be assigned in Makati/Ortigas.
