Helps drive a strong control culture and permanent controls readiness through proactive risk and issue self-identification
Manages the Issue and Risk Treatment Action Plan process including tracking, validating and closure.
Provides oversight and advisory on risk and control matters
Supports Consumer and Wealth business teams on RCSA management, external and internal reviews and audits
Prepares Control related reports
Performs control monitoring processes such as investment and insurance sales surveilance, branch oversight function, digital monitoring tools
Participates in relevant cross-functional forums/meetings
Handles ad hoc initiatives that may be assigned from time to time
Qualifications
Experience:
At least 3 years experience in Risk and Control, Compliance, Internal Audit
Background or experience in the banking or financial services industry is a plus
Skills:
Strong analytical skills with an eye for details
With problem-solving skills and able to exercise good judgment to balance policy and business requirements
Excellent work attitude, self-motivated, works well under pressure and readily adapts to changes in work priorities and environment
Able to work with minimal supervision, with ability to multi-task and effectively manage and prioritize concurrent projects and deliverables with ad hoc tasks
Results-oriented
Excellent oral and written communication skills with demonstrated ability to clearly articulate issues
Advanced skills in Microsoft Office tools, in particular Excel & SharePoint
Resourceful, able to quickly develop a working knowledge of core business processes
Strong collaboration, teamwork, communication and influencing skills
