Togetech is looking for a driven Compliance Auditor who will be part of the Internal Audit Department. This is an individual contributor role with lots of opportunities to learn and grow cross-functionally as part of a fintech startup company.
RESPONSIBILITIES:
- Responsible for the examination processes of the business to ensure compliance with the established systems and procedures, internal audit policies, Bangko Sentral ng Pilipinas and other government regulations
- Reviews and appraises the soundness, responsiveness, and adequacy of the internal and governance controls of the company
- Evaluates the reliability of accounting and other data developed by the company and its respective business units as to their extent of compliance with established policies, plans, and procedures
- Performs and controls the full audit cycle including risk management and control management over operations effectiveness, financial reliability and compliance with all applicable directives and regulations
- Determines internal audit scope and develops annual plans
- Identifies loopholes and recommends risk aversion measures and cost savings
- Documents process and prepares audit findings memorandum
- Conducts follow up audits to monitor managements interventions
REQUIREMENTS
- Graduate of an Accounting or Finance course
- At least one (1) year of experience in conducting regular audits (internal or external) with a bank or financial institution regulated by the BSP
- Excellent communication and analytical skills
- Must have familiarity with BSP and AMLC regulations
- Exposure to financing services, fintech, and operator of payment services is also an advantage.
